Subscriptions are available and typically offer the best value. However, you may also order single items from AXU or My ToolboX “a la carte,” if you prefer. Here are the items that may be ordered.
AXU Course List
Courses range from $49 to $149, depending on the number of 1-hour lessons each lesson contains. Price includes certificate for each user that successfully completes the course. Certificates mailed monthly.
Courses
Advertising 101 for Banks**
Number of lessons: 4
Credits: 3
Price: $149*
Advertising 101 for Credit Unions
So your marketing and advertising team have thought of the perfect campaign; how can you ensure that it passes regulations? Join Jane Pannier as she provides the answer to this important question. In this course, she’ll give you the knowledge you need to review your website and all marketing media, from appropriately advertising your status as a federally insured institution to avoiding misleading or inaccurate statements. From A to Regulation Z, we’ve got your effective and compliant marketing covered.
Number of lessons: 3
Credits: 2
Price: $99*
Electronic Signing. Why do we use it? When do we use it? Sure it’s a bit of a burden, but what are the benefits? With a 75% reduction on errors, no wonder more and more customers are demanding an online experience. We’re here to help you get on board.
Number of lessons: 1
Credits: 1
Price: $49*
Balancing Act: Fair Lending**
Number of lessons: 2
Credits: 2
Price: $99*
When attempting to create or enhance a BSA policy, it is important to understand the Bank Secrecy Act itself—key definitions, its structure, and its purpose. This course, the first in a series of courses focused on BSA, will teach you just that. After the learning portion, we’ll quiz you on your knowledge to ensure retention of this crucial information. Our instructor is Kenneth Agle, President of AdvisX and former examiner for the FDIC.
Number of lessons: 1
Credits: 1
Price: $49*
BSA 102: ABCs of Enforcement Orders
After you’ve completed BSA 101, you’ll be ready for this course all about enforcement orders. Sounds fun, right? Well, we can guarantee it will be more fun than experiencing an enforcement order through failing to know or comply with the information presented in this course. Through various case studies, Ken Agle (President of AdvisX and former examiner for the FDIC), will teach you the ABCs of avoiding enforcement orders, the compliant way.
Number of lessons: 1
Credits: 1
Price: $49*
BSA 103: Setting the Stage for a Strong BSA Program**
Number of lessons: 1
Credits: 1
Price: $49*
BSA 104: BSA’s Secret Weapon: Risk Assessment**
Number of lessons: 1
Credits: 1
Price: $49*
BSA 201: CIP/MIP CDD/MDD, and EDD — Gateways to BSA Paradise**
Number of lessons: 2
Credits: 2
Price: $99*
BSA 202: CTR and SAR Basics**
Number of lessons: 2
Credits: 2
Price: $99*
BSA 301: AML Master Class**
Number of lessons: 1
Credits: 1
Price: $49*
BSA 302: Return of the SAR**
Number of lessons: 3
Credits: 2
Price: $99*
BSA 401: The Future of BSA**
Number of lessons: 3
Credits: 3
Price: $149*
Lending is an afterthought in many institutions’ BSA/AML program. However, BSA/AML is a bank-wide issue an any and all lending personnel of financial institutions need specific training to comply with the BSA and AML rules. Rather than neglect the lending department, take advantage of it by focusing on lending-specific training. Learn how with expert and former examiner Ken Agle in this informative online course.
Number of lessons: 1
Credits: 1
Price: $49*
We consider the Bank Secrecy Act to one of the most crucial regulations, and therefore any and all personnel of financial institutions need specific training to comply with the BSA and AML rules. Join former examiner Ken Agle in this informative course to receive the individual training you need, including training on CIP/MIP, CDD, CTRs, SARs, and a lot of other important acronyms. With your employees in line, your next examination will be a breeze.
Number of lessons: 3
Credits: 1
Price: $49*
Compliance Shouldn’t be the Victim of Debt Collection**
Number of lessons: 3
Credits: 2
Price: $99*
Join SVP and In-House Counsel Jane Panner as she presents the foundations of a solid complaint management program. You’ll learn the basics, from fundamental UDAAP regulations to key EFTA requirements. Even for the seasoned in compliance, this crash course is a must for managing complaints (warning: there will be a lot of them).
Number of lessons: 4
Credits: 3
Price: $149*
UDAAP violations can present significant legal, reputational, and compliance risks for financial institutions. They depend on an analysis of the facts and circumstances. The prohibition against UDAAP not only applies to all products and services offered by financial institutions, but to every stage and activity, from product development to the creation and rollout of marketing campaigns, and to servicing and collections.
Number of lessons: 3
Credits: 2
Price: $99*
Establishing Your Compliance Program**
Number of lessons: 3
Credits: 3
Price: $149*
Atten-HUT! Soldiers, it’s time to enhance your fair lending compliance abilities. Join expert Ken Agle in this course designed to strengthen your defenses against fair lending offenses. He’ll cover all the important aspects of fair lending, including the regulations (ECOA, FHAct, HMDA, CRA, and Civil Rights Act), standard deviations and normal distributions, risk assessments, examinations, and risk management. Sir, yes sir!
Number of lessons: 1
Credits: 1
Price: $49*
HMDA Reporting Lessons**
Number of lessons: 2
Credits: 2
Price: $99*
How to Have an Outstanding Community Reinvestment Act Program**
Number of lessons: 3
Credits: 3
Price: $149*
Even if you’re not an indirect auto lender, this course will help you to improve your institution’s fair lending program. Expert and former examiner Ken Agle will teach you the key principles of creating strong indirect and fair lending programs. Because of increasing scrutiny from regulatory agencies, you can never have enough lending training—so let’s start with the basics.
Number of lessons: 1
Credits: 1
Price: $49*
Make Your Mortgage Lending SAFE
Coppelia Padgett, senior analyst of AffirmX, will review the key point of what you need to know to comply with the Secure and Fair Enforcement for Mortgage Licensing Act. She’ll guide you through an explanation of how the SAFE Act works, how to comply with it, and what you can learn from the mistakes of others (after all, experience is the best teacher). Don’t miss this instructive course if you plan on increasing your compliance with the requirements of the SAFE Act.
Number of lessons: 2
Credits: 2
Price: $99*
Online Marketing Compliance: Websites, Social Media, and Emails, Oh My!
Some institutions want to ignore the Internet altogether, but with all the forms of marketing available in the technology age—automated calling, websites, emails, and social media, etc.—it is vital that you understand how to take advantage of these resources in a compliant manner. Senior Analyst Coppelia Padgett will guide you on how to achieve successful online marketing while complying to the myriad advertising regulations. Ignorance won’t be your solution anymore!
Number of lessons: 3
Credits: 3
Price: $149*
Regulation E: Keeping Up with the EFTA
In this introductory Regulation E course, compliance expert Coppelia Padgett will assist you in understanding how the amendments to Regulation E regarding remittance transfers affect your financial institution. This course will educate you on the what, when, and how of procedural implementation from basic definitions to action plans. You’ll learn everything you need to know to keep up with Regulation E and the Electronic Funds Transfer Act.
Number of lessons: 2
Credits: 2
Price: $99*
Regulations: B, O, W, and Z**
Number of lessons: 2
Credits: 2
Price: $99*
The world of privacy encompasses so many regulations and requirements that it’s hard to keep track. From RESPA to FCRA, from COPPA to the USA PATRIOT Act, it’s hard to not feel overwhelmed by the complexity. We’re here to help! Join Coppelia Padgett of AffirmX for this informative course that presents the information you need to know about keeping confidential information private in an effort to simplify the task in front of your compliance officer. Privacy will be a breeze! (Well, almost.)
Number of lessons: 1
Credits: 1
Price: $49*
SS Compliance: How to Hop on Board the Flood Insurance Regulations**
Number of lessons: 5
Credits: 3
Price: $149*
The Mortgage Lending Balancing Act**
Number of lessons: 2
Credits: 2
Price: $99*
To Retain or Not to Retain? That Is the Record Retention Question
It is difficult for any financial institution to determine which information to retain, how long to retain it for, and where to store it all. Coppelia Padgett, senior analyst at AffirmX, will teach you how to answer these questions in a way that minimizes your risk of violation. She’ll show you how to achieve a balance between the “hoarder approach” (keep everything!) and careless disregard of recordkeeping regulations.
Number of lessons: 2
Credits: 2
Price: $99*
Unleashing the New Mortgage Rules**
Number of lessons: 6
Credits: 3
Price: $149*
Use it or Lose it: Regression Analysis**
Number of lessons: 4
Credits: 3
Price: $149*
*My Risk InboX members who buy credits in bulk will receive a discount on these fees.
**New courses coming soon.
M
y ToolboX Items
| Item* | Pricing** | Credits |
| ACH Risk Self-Assessment | $99** | 2 |
| Advertising Compliance Matrix | $49** | 1 |
| Advertising Review Form | $149** | 3 |
| AML Rule Parameters Waterfall Model | $149** | 3 |
| Business Continuity Plan Tabletop Disaster Testing | $99** | 2 |
| Biggert-Waters Section by Section Analysis | $49** | 1 |
| Complaint Management Program | $99** | 2 |
| BSA/AML Rule Array Analysis | $149** | 3 |
| Compliance Management Risk Assessment | $149** | 3 |
| Consumer Compliance Risk Assessment | $99** | 2 |
| Enterprise Risk Pre-Assessment (Part 1) | $49** | 1 |
| Enterprise Risk Pre-Assessment (Part 2) | $49** | 1 |
| Fair Lending Assessment Questionnaire | $99** | 2 |
| Generic Product Risk Assessment | $49** | 1 |
| Loan File Compliance Document Checklist | $49** | 1 |
| Mobile Banking Risk Assessment | $99** | 2 |
| Mortgage Rules Compliance Self-Assessment | $149** | 3 |
| Mortgage Servicing Rules Compliance Self-Assessment | $149** | 3 |
| Perpetual Compliance Training Calendar/Tracker | $149** | 3 |
| Policy Management Tool | $49** | 1 |
| Record Retention Schedule for Banks | $99** | 2 |
| Record Retention Schedule for Credit Unions | $99** | 2 |
| Second Review Form | $49** | 1 |
| Share/Deposit Matrix | $49** | 1 |
| UDAAP Risk Assessment | $49** | 1 |
| Website Compliance Self-Assessment | $149** | 3 |
This ToolboX item is available for free to AffirmX Platform Clients; simply go to the tool’s page and request.
*Bolded items are available right now; unbolded items are coming soon.
**My Risk InboX members who buy credits in bulk will receive a discount on these fees.
Have questions? We love getting mail. Contact us at info@affirmx.com